Mr. Braden assists individual and business clients with public offerings and private placements and compliance with complex state and federal laws and regulations.  He advises his clients about business start-up, stock option plans, corporate securities issuance (including IPOs), limited partnership offerings, general SEC compliance, municipal bonds, and related matters.  He represents institutional purchasers in private placement markets and advises issuers and broker-dealer firms in proceedings before state and federal regulatory agencies.